Compliance

Compliance & Regulatory Information

We are committed to operating with transparency, integrity, and in full compliance with applicable laws and regulations across all jurisdictions in which Monex operates.

As a global financial services group, Monex maintains a strong regulatory framework supported by locally licensed entities and oversight from relevant authorities in each market.

Here you will find links to compliance, regulatory, and policy information for each of our regional offices.

Global Compliance Approach

Monex operates through regulated entities across multiple jurisdictions, including the United States, Canada, United Kingdom, Europe, Singapore, and Mexico.

Each entity adheres to local regulatory requirements, including those related to financial conduct, anti-money laundering, data protection, and client protection.

For detailed information on regulatory disclosures, policies, and procedures specific to each region, please visit our dedicated compliance and legal page.

Contacting Monex

If you have questions regarding compliance, regulatory matters, or any of the information referenced above, we encourage you to contact us directly so we can assist you promptly.

All inquiries will be handled in accordance with our Privacy Policy.

Important Information

Regulatory requirements, disclosures, and client protections may vary by jurisdiction. The information provided on the linked pages is specific to the applicable Monex entity and local regulatory framework.

We recommend reviewing the relevant regional page for the most accurate and up-to-date information.